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In today’s highly regulated banking environment, serving customers efficiently is more challenging than ever before. Financial services institutions are experiencing unprecedented government scrutiny due to heightened money laundering activity and other financial crimes. Consequently, tellers are facing increasingly time-consuming transaction requests due to complex compliance obligations. Yet, in spite of these realities, customers’ demand for more services in the teller line continues to escalate. PT-Group prepare employees to handle transactions across all levels of complexity effectively through AML/BSA Transaction Compliance/CTR and SAR reporting courses.

SKU: Compliance1000 Category:

Product Description

Program description

In today’s highly regulated banking environment, serving customers efficiently is more challenging than ever before. Financial services institutions are experiencing unprecedented government scrutiny due to heightened money laundering activity and other financial crimes. Consequently, tellers are facing increasingly time-consuming transaction requests due to complex compliance obligations. Yet, in spite of these realities, customers’ demand for more services in the teller line continues to escalate. PT-Group prepare employees to handle transactions across all levels of complexity effectively through AML/BSA Transaction Compliance/CTR and SAR reporting courses.

Course objectives

PT-Group prepare employees to handle transactions across all levels of complexity effectively through AML/BSA Transaction Compliance/CTR and SAR reporting courses.

Course outline

  • Anti-Money Laundering (AML)
  • Opening of Account through KYC (know your customer)
  • Accepting Negotiable Instruments
  • AML and SAR for Operations (Tellers / Ops Customer Service Representatives)
  • AML & SAR for Lenders / Mortgage Lenders and Loan Originators
  • AML for BOD , Directors and Senior Management
  • AML: What Are Politically exposed persons (PEPs)
  • AML: Anti-Terrorism Act Overview
  • Bank Broker/Dealer Exemptions: Regulation R
  • Bank Secrecy Act (BSA)
  • BSA for Operations / Tellers / Customer Service Representatives / Lenders
  • BOD – BSA for Directors and Senior Management

Reporting for financial institutions 

  • Suspicious Activity Reporting (SAR)
  • Currency Transaction Reporting (CTR)

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